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Westermann, Edward B. Flak: German Anti-aircraft Defenses, 1914-1945. Lawrence, KS: University Press of Kansas, 2001
ISBN 0-7006-1136-3
Other books devoted to flak have been published over the years, but none quite like this one. Ack-Ack, General Sir Frederick Pile's memoir, covers his years as commander of flak defenses in the UK. Brigadier N.W. Routledge wrote an excellent operational/tactical account in his volume of the history of the Royal Regiment of Artillery, Anti-Aircraft Artillery, 1914-1955, with by far the bulk of the book covering World War II. Werner Muller's German Flak in World War II provides a photographic survey, and there are also studies of German flak guns, flak trains, and flak towers. Yet, Edward Westermann's new book stands out as the first comprehensive, integrated account in English of the strategic, industrial, technical, doctrinal, and operational aspects of the entire German ground-based air defense system in the Second World War, with an emphasis on how flak was employed against the Allied strategic bombing campaign.
Westermann attends to these points, and many others, in much more detail throughout his excellent book. To begin with, however, the author devotes his first chapter to investigating the evolution of AA defenses before and during World War I. His description of the earliest German AA is especially interesting.
The origins of German anti-aircraft efforts reach back to the Franco-Prussian War of 1870-1871. The use by the Communards of hot air balloons to escape from the besieged city of Paris resulted in an urgent request by the German army for an effective weapon with which to engage the French balloons. The Krupp armament works quickly began efforts to produce a 36-mm antiballoon gun (Ballonabrrehrkanone, or BAK) mounted on a mobile cart. However, hitting a balloon and damaging it sufficiently to bring it down proved more difficult than originally envisioned. Of the sixty-six balloons known to have left Paris during the siege, the Germans succeeded in bringing down only one, the Daguerre, on November 12, 1870. In fact, the technological and mechanical problems associated with targeting balloons, airships, or aircraft would remain the primary obstacle to the successful engagement of aerial targets by anti-aircraft guns throughout the next three-quarters of a century. For example, German gunners relied on mobility and dispersion to cover the area around the French capital. Still, by the end of 1870, the German army had only six of these guns to cover the entire perimeter of the city. Even when fire could be brought to bear on a balloon, the 36-mm metal slugs, although capable of puncturing the balloon's skin, often inflicted insufficient damage to bring it down. In any event, the French simply began making flights at night, thus minimizing the threat posed by the guns. The ultimate capitulation of the French in 1871 resulted in a thirty-five-year hiatus in the field of German air defense research and development.
By the beginning of World War I, the Germans had in place an integrated system of fighter interceptors, motorized flak guns, horse-drawn and fixed flak guns, searchlights, and balloon barriers, along with passive defenses such as blackouts, dummy targets, and bomb shelters for civilians. By the end of the war they deployed almost 3000 AA guns and 700 searchlights, all manned by nearly 60,000 men. German flak accounted for 19 percent of Allied aircraft destroyed in combat in the Great War. At war's end, the ground-based air defense system responsible for this success was dismantled under restrictions imposed by the Versailles treaty.
A closer examination of the flak battalions at this time shows not only an increase in numbers but also an improvement in equipment. For example, a heavy flak battalion included 3 batteries of four 88-mm guns and two 20-mm guns each, 1 battery of six 37-mm guns, 1 battery of nine 150-cm searchlights and six sound detectors, and 1 replacement battery. In other words, a heavy flak regiment had twenty-four 88-mm guns, twelve 37-mm guns, twelve 20-mm guns, eighteen 150-cm searchlights, twelve sound detectors, and 2 replacement batteries. In contrast, a regular Flak regiment substituted one heavy flak battalion for a light flak battalion, including 3 batteries of twelve 20-mm guns, a battery of twelve 60-cm searchlights, and a replacement battery, for a total strength of twelve 88-mm guns, six 37-mm guns, eighteen 20-mm guns, nine 150-cm searchlights and twelve 60-cm searchlights, six sound detectors, and 2 replacement batteries. The "new" flak battalions clearly possessed an improved capability and vastly increased firepower in comparison to their predecessors, the "driving sections" of 1933.
Similar expansion and technological improvements continued throughout the 1930s. During the Spanish Civil War, the Luftwaffe also benefitted from practical operational experience. The Condor Legion included eight AA batteries (one of which was used for training Spanish forces) and on the battlefields of Spain the Luftwaffe learned lessons about how effective AA guns could be in ground combat.
In retrospect, these engagements offered two clear lessons concerning air defenses. First, the effectiveness of flak at low and medium altitudes made bombing attacks from these heights prohibitive during daylight. Second, any standard for judging the effectiveness of flak forces needed to extend beyond the number of aircraft brought down to include the second-order effects produced by the flak forces. By damaging bombers or loosening the bomber formation, the flak was creating opportunities for the fighters to bring their attacks to bear. Throughout the war, many within the Luftwaffe leadership, like Field Marshal Erhard Milch, ignored the importance of these second-order effects in their evaluation of the contributions of ground-based air defenses by focusing on the numbers of aircraft destroyed alone. The campaign in the West in 1940 demonstrated the utility of AA guns against tanks, concrete bunkers (including parts of the Maginot Line) and even ships in port as well as aircraft. Indeed, since massive Allied air raids against German cities and industries never materialized, support of ground forces rather than homeland defense became temporarily the major chore for German flak. Nevertheless, the Luftwaffe continued to take very seriously the need for defending against attacks by Bomber Command. With the RAF rapidly discovering that, at least in daylight, it was not true that the bomber would always get through, and the subsequent switch to night bombing, the German flak arm devoted much effort to solving the problems of defending against air attacks with flak at night. Westermann rounds out his description of flak in the 1939-1940 period byas he does throughout his bookdividing his chapter into a variety of headings: "Problems with Night Fighting," "Radar and Air Defense," "Expanding the Flak Arm and Economic Costs," "Decoys and Deception in Air Defense," "Barring the Sky with Balloons," and "Firing Blind." For all these topics, the author integrates technological details, tactical doctrine, organizational inefficiencies and inter-departmental conflicts, and production statistics. Likewise, as he does throughout the book, Westermann carefully considers responses to measures and counter-measures as the Luftwaffe and the Allied bombers adjust to each other's tactics. In particular, Germany constantly sought to add new flak defenses.
Hitler's personal involvement proved successful in raising the monthly production of 88-mm guns from 48 per month in the fourth quarter of 1939 to 108 per month by the third quarter of 1940. In contrast, the monthly consumption of 88-mm guns due to excessive wear or destruction averaged a mere 10 guns throughout 1940. However, the production of 88-mm ammunition would not exceed 1 million rounds until the middle of 1941. In any event, the overall strength of the flak forces had risen substantially in the first ten months of the war. By June 1, 1940, the flak arm had 3,095 heavy guns (88-mm and 105-mm), compared with 2,628 in September 1939. In the same period, the number of light flak guns (20-mm and 37-mm) increased from 6,700 to 9,817, while the number of searchlights (60-cm and 150-cm) grew from 3,000 to 4,035. In addition, the flak arm operated over 2,000 sound detectors and 502 fire directors. By the summer of 1940, the Luftwaffe had raised the total of heavy flak guns by 15 percent, light flak guns by 32 percent, and searchlights by 25 percent. In addition, ammunition reserves stood at 5.9 million 88-mm rounds, 5.4 million 37-mm rounds, and 78.2 million 20-mm rounds. By August, the continued expansion of the flak arm required the services of 528,000 men to operate the broad range of ground-based air defense weapons and equipment. Westermann opens his chapter on developments in 1941 with the push for radar-directed fire control to replace the more common sound detectors. However, the continued deployment of radar-directed systems was fraught with technical and training problems. Meanwhile, production of 88mm AA ammunition had been reduced after the fall of France and the improvement in flak accuracy associated with radar meant that fewer shells would be expended thanks to the reduced need for "barrier" fire. Nevertheless, production quotas were raised from the post-France level of one hundred thousand shells per month to two million rounds per month. Due to various bottlenecks, production actually peaked at 1.44 million rounds per month at the end of 1943.
The difficulties associated with the production of munitions provide some insight into the complexity and scale of effort needed to create and maintain the air defense units. There were, however, other obstacles and problems associated with the increased consumption of munitions. The high expenditure of ammunition resulted in the need to replace the barrels of the flak guns at shorter intervals, a problem exacerbated by the fact that flak gun barrels wore out more quickly than regular artillery barrels because of the flak projectiles' higher exit velocity. Throughout 1941, the Wehrmacht lost an average of forty-one 88-mm guns per month due to excessive wear or destruction in combat, a rate four times greater than in 1940. The problems associated with the shortages of replacement barrels and 88-mm ammunition even led to an order in February to fire only on aircraft that "are considered to be attackers." Additionally, the order directed that aircraft flying in the vicinity of flak sites were to be engaged only if "favorable firing situations" existed. The order limiting engagement of the enemy was rescinded two weeks later with the directive that "the enemy is always to be engaged, irregardless of when and where he is met."
Combat on the ground in Russia and Africa in 1941 proved again and again that the Luftwaffe's precious AA guns were invaluable against enemy tanks, often performing the decisive role in tactical engagements. From this point the Luftwaffe had to fend off increasing demands from the Army for more and more flak weapons. In April Hitler ruled against creation of an Army flak arm, but demands remained insatiable.
Finally, the official RAF history recorded the estimated causes of losses in night raids between July and December 1942 as 169 aircraft lost to fighters and 193 aircraft lost to flak, a ratio of 1.14 to 1 in favor of the flak. Furthermore, in the same period the estimated number of aircraft damaged "beyond repair" by fighters was 11 versus 23 for flak, while aircraft damaged but repairable numbered 142 for fighters and 918 for flak. These figures clearly refute the exaggerated claims attributed to night fighter success and demonstrate how the achievements of Germany's flak defenses have been underestimated in many postwar histories of the air war.
In February 1942 "Bomber" Harris replaced Richard Peirse as Commander-in-Chief of the RAF's Bomber Command. Under his stern guidance, the night bombers began intensifying their attacks and making massed raids over important targets. In May 1942 Harris launched the first thousand-bomber raid.
Despite the manifold increase in the size of the Luftwaffe's ground-based defense forces, neither the German economy nor its manpower base could support the necessary expansion to protect every important target within Germany and the occupied territories. One response was an attempt to rely on mobility to move flak forces more quickly to threatened areas. For example, the Luftwaffe high command ordered the construction of more heavy and light railroad flak battalions capable of being moved quickly throughout the Reich. The railroad batteries became the flak elite, receiving the most modern equipment and the best-trained personnel. By the end of 1942, there were fifty batteries of railroad flak. Another initiative focused on accelerating the ongoing expansion of the number of weapons in each of the heavy gun batteries from four to six barrels to increase the firepower of the individual batteries.
The Luftwaffe also stepped up production of the 88mm/Model 1941 guns and the enormous 128mm guns, including the double-barreled version. Goering ordered large numbers of batteries built into fixed positions, thus saving in associated production overhead for transport and personnel in comparison to mobile batteries. "In the end, economic considerations outweighed tactical concerns as the Luftwaffe increasingly chose to build fixed anti-aircraft sites in place of mobile guns, a decision that would have important consequences as the fronts in the east and the west began to collapse in late 1944."
At the end of the year, Goring praised flak as the "backbone" of the air defense system on all fronts. Clearly, ground-based air defenses remained a key element in the Luftwaffe's air defense system. The total number of confirmed aircraft shootdowns for all theaters since the start of the war stood at 8,707. Additionally, flak crews serving in the east and in North Africa achieved excellent results in combat against Soviet and British tank forces. For example, one flak division on the Eastern Front alone received credit for the destruction of 300 aircraft and 260 tanks between April 10 and November 3, 1942. Likewise, Luftwaffe decoy and deception efforts continued to enjoy on occasion a high degree of success against RAF night bombing attacks. In addition, the number of flak guns and the amount of air defense equipment had increased dramatically in the course of the year. The expansion of the flak force proved to be, however, a two-edged sword, for the Luftwaffe had to employ less-qualified men and women in an attempt to keep pace with the growth of the various ground-based air defense sites. Indeed, the rapid expansion of military and civilian flak forces had produced visible cracks in the air defense edifice. From the Luftwaffe's perspective, the mobilization of men and women from the civilian sector resulted in a decrease in the quality and readiness within the air defense arm. Additionally, despite the expansion of the night fighter force, the flak and searchlight batteries clearly remained the primary means for defending the Reich. Up to this point, the air defense system for the most part had worked well. RAF raids against Lubeck and Cologne had temporarily shaken many German civilians and angered Hitler and the rest of the Nazi leadership, but they had failed appreciably to affect morale or lessen support for the regime. However, the critical question facing the Luftwaffe's leaders at the end of 1942 was whether they were adequately prepared for operations in the coming year.
Following heavy German manpower losses at Stalingrad and in North Africa in early 1943, the Luftwaffe expedited the mobilization of Flakhelfers of "all men between the ages of sixteen and sixty-five and all women between the ages of seventeen and fifty." Overall readiness tended to suffer, however due to reduced training periods and the transfer of equipment and instructional cadres to operational units. While German industry struggled to produce sufficient AA guns, gun-laying radars, searchlights, and related equipment, measures to improve AA efficiency were introduced: expanded use of devices for sharing radar, reorganization of batteries to include increased numbers of guns to cut down on organizational overhead, and further reduction of mobile flak batteries in favor of fixed defenses. For the first time, shortages of AA ammunition began to occur, including lessening availability of training rounds.
An examination of the composition of the 14th Flak Division in October 1944 provides a clear indication of the diverse nature of German flak personnel by this stage of the war. The division primarily was responsible for the defense of the Leuna synthetic oil refinery and was composed of the following groups:
Westermann goes into considerable detail describing how the ability of American long-range fighters to escort 8th Air Force bombers over Germany jolted the Luftwaffe's air defense equations. Fighters, upon which the Luftwaffe had come to rely more heavily in 1943 for defense of the Reich, were no longer able to attack American bomber formations with relative impunity. Instead, they were forced to deal with escorts which inflicted mounting losses on the Jagdwaffe while protecting the bombers. With interceptors no longer in the ascendancy in daylight, the flak arm again shouldered a more important role. Westermann notes that flak "engagements by visual measures were five times more effective than engagements using radar control." This meant that, with or without Window, the American daylight attacks tended to suffer more heavily from flak than the British nighttime raids.
By the autumn of 1944, the ground-based air defense force numbered 1,110,900 persons, with 448,700, or 40 percent, coming from outside the Luftwaffe. The non-Luftwaffe personnel included 220,000 Home Guard, Labor Service, and male high school auxiliaries; 128,000 female auxiliaries; and 98,000 foreign volunteers and prisoners of war. The fact that 40 percent of the Luftwaffe's flak arm consisted of auxiliaries indicates the extent of the personnel crisis facing the German armed forces by the last year of the war. In August 1940, the Luftwaffe's flak arm had included 791 heavy flak gun batteries, 686 light flak gun batteries, and 221 searchlight batteries operated by a total of 528,000 regular and reserve Luftwaffe personnel. Four years later, the size of the flak arm had increased to 2,655 heavy flak gun batteries, 1,612 light flak gun batteries, and 470 searchlight batteries. Despite the fact that the total number of batteries had almost tripled, the number of service personnel had grown by only 134,000, while civilians, high school students, foreign nationals, and prisoners of war increasingly provided the basis for the Luftwaffe's battle against Allied bombers. In fact, flak units stationed within the Reich consisted of only 10 percent fully qualified regular military personnel by the latter stages of the war.
Production of AA guns also continued to rise (as did the numbers of guns which wore out and required replacement), but production of AA ammunition fell farther behind consumption. As enemy forces closed in, more and more flak batteries were shifted to the ground campaign. "In sum, the Luftwaffe transferred a total of 555 heavy and 175 medium/light flak batteries to the fighting fronts during the last eight months of the war. The mass transfer of flak batteries to the combat fronts in the closing stages of the war effectively stripped entire areas within Germany of their air defenses, opening these areas to unimpeded aerial attacks."
Prior to World War II, Luftwaffe doctrine recognized that both flak and fighters were integral elements in a coordinated air defense network. Despite this doctrinal prescription, the flak arm clearly entered the war as the primary instrument (Haupttrager) of the Luftwaffe's homeland air defenses. With good reason, numerous participants in the air war, as well as postwar historians, have identified the failure of the Luftwaffe to increase the size of its fighter force in 1941 as the turning point in the battle for air superiority over Germany. In retrospect, it is apparent that, ceteris paribus, a decision to pursue increased fighter and pilot production in 1941 would have improved the position of the Luftwaffe in later years. However, the Luftwaffe chose instead to rely on its ground-based air defenses. As the Allied air offensive intensified in the final two years of the war, the flak arm clearly failed to meet the high expectations placed on it by the Luftwaffe leadership. In the historical record, the flak arm has paid for its failure to meet these expectations far more severely than it deserved. The myopic focus on the benefits of a fighter force has produced a literature that often fails to consider the many hidden, and admittedly often nonquantifiable, effects of the flak arm. Furthermore, a tendency to focus solely on the flak batteries has obscured the varied and important contributions of other elements within the Luftwaffe's ground-based air defenses. In the end, Hitler's vision of a flak battery protecting every German town and village proved as illusory as his quest for a millenarian empire. The Luftwaffe's ground-based air defenses, by themselves, could not prevent the devastation of Germany from the air; however, this failure should not obscure the significant contributions made by these defenses between 1939 and 1945. The events of 1939-1945 clearly demonstrated that the air war could not be won with ground-based defenses alone, but these events make it equally apparent that without these defenses, German cities and factories quickly would have been bombed into ruins. After the war, the commanding general of the USAAF, General Henry "Hap" Arnold, observed, "We never conquered the German flak artillery." In the end, it did not matter because the flak arm could not change the fate of the Reich nor save German cities and industry from destruction. Nevertheless, the efforts and performance of these defenses clearly deserve more credit than they have received.Available from online booksellers, local bookshops, or directly from University Press of Kansas. Thanks to UPK for providing this review copy.
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Reviewed 18 November 2001
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